HUMAN SLEEP
HUMAN SLEEP
W
e can measure our lives on many different levels. A life,
for instance, could be considered the period in which
a person’s heart beats a certain number of times
(perhaps 3 billion), or enjoys Saturday nights (about 3,600),
or experiences periods of peacefulness (all too few), or feels
the joy of love (hopefully at least once). In the same way,
sleep, which occupies perhaps one-third of our existence,
can be viewed on a number of different levels.
It is a process
that can be measured physiologically while at the same time
understood as a psychological experience, and even a social
behavior. In this book we will explore some of these aspects
of sleep. Human sleep is a reversible period of decreased
consciousness and responsiveness, comprised of two distinct
states known as rapid eye movement (REM) and non-rapid eye
movement (NREM) sleep.
Although the modern era of sleep
research began in the 1950s with the description of REM sleep,
its roots go back to the 1920s with the discovery of the human
electroencephalogram, or EEG. Our growing understanding
of sleep has been influenced by some remarkable individuals
who (sometimes while looking for something else) made
crucial observations about sleep, by developments in
psychology and technology, and even by world events.
WHAT IS SLEEP?
The many qualities of sleep
S
leep is a period of recurring behavioral quiescence,
which has several qualities, including decreased
awareness of and responsiveness to the
environment, diminished consciousness, and the
rhythmic appearance of certain physiologic patterns
(stages).
It tends to occur at particular parts of the
24-hour day–night cycle, and at customary locations,
both depending on the particular species and
environment. It is reversible, distinguishing it from
coma or ongoing anesthesia. It is also self-regulating:
if one is deprived of sleep, there will be a drive to have
increased “recovery sleep” to make up for the loss.
It
is necessary for life, and is present in all mammals.
These qualities will be discussed later in the chapter.
During sleep one becomes less aware of the
surroundings; this is one of the qualities that
distinguishes sleep from quiet wakefulness. An
extreme case would be someone who falls asleep at
the wheel, consequently running a red light. On the
other hand, this process is not absolute; it is clear
that we can process, and act on, sensory information during sleep.
A new parent, for instance, can sleep
through the noise of a truck driving by the house, but
awaken quickly at the sound of the newborn baby
crying. Similarly, in a laboratory situation, the volume
of a sound required to wake a person up (the
“auditory arousal threshold”) is much higher for
a meaningless sound such as an electronic tone
compared to a meaningful stimulus such as a phone
ringing or hearing one’s name called.
A sleeper, then,
is able to process information about an incoming
sound, and determine whether it is important or not.
Again, the arousal response is dependent on a variety
of factors including the sleep stage, the duration of
wakefulness before sleep, and how far into sleep
one is when the sound occurs.
Some individuals are
more likely to be awakened by low volume noises,
and hence are considered to be “light sleepers.”
Interestingly, people with insomnia often have
a normal auditory arousal threshold, suggesting that
insomnia is different from just light sleep. Some
sleeping pills increase the auditory arousal threshold,
raising the possibility that the medicated sleeper
will not be aroused by, for instance, a smoke alarm.
Time-lapse videos show that two sleepers adjust
their positions in response to the other’s movements
(whether the other sleeper is a pet or another
human). In one fi lm, for instance, a man sleeping
with a cat on the bed may turn on his side, with the
cat then responding by settling comfortably in the
warm nook behind his knees. In co-sleeping humans,
an elbow in the ribs may result in an adjustment of
the second person’s position. Thus, although sensory
input is diminished during sleep, this is not absolute,
and indeed during sleep we are able to take in and act
on information to some degree.
DIMINISHED CONSCIOUSNESS
The nature of diminished consciousness in sleep is by far the
hardest to express, since consciousness itself is so poorly
understood.
When we speak of consciousness, we refer to
our experience of self and the world. Perhaps even more
fundamentally, consciousness can be defi ned as “our mode
of access.” We can additionally speak of “acts” of consciousness,
such as perceiving, willing, imagining, and the “contents”
of these acts, such as perceiving a sunset, willing a meeting,
or imagining a good outcome.
Other eff orts to characterize consciousness are helpful. For
example, consciousness has been described as a paradoxical
state in which a person is simultaneously a subject who can
experience things and an object perceived by oneself. Generally
most of us recognize this when we speak of ourselves in both
ways simultaneously, for instance when we say, “Sometimes I
have to remind myself that...” or “I owe it to myself to... ”.
In such
phrases we recognize that we are both a being having experiences
and at the same time we can picture ourselves as objects.
Additional qualities of consciousness include consciousness as
subjective and private (not available to another person); unitary
(experienced by a single person); and characterized by a subjective
“feel” of each experience, a “what it is like” aspect.
The American
philosopher Thomas Nagel (1937– ) illustrated the “feel” which is
essential to consciousness in the following manner: although we
may study and understand the neurophysiology of a bat, we can
never know how the world is experienced by a bat.
Some authors
argue that a subjective experience such as consciousness cannot
profi tably be studied by traditional scientifi c techniques; others
believe that the fact that a phenomenon is experienced
subjectively does not mean that it cannot be explored objectively.
New developments in technology, including the use of brainimaging studies, are beginning to advance our understanding
of the physiology behind consciousness, and researchers have
developed a number of models of how it may occur.
In addition to
looking at normal sleep, neuroimaging studies of people who have
been given hallucinogens such as psilocybin have contributed new
theories of consciousness based on the notion of entropy—the
degree of order and disorder in neural connections.
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